-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GSsmQvXsg7nqIS/vIWzZFtB8dGed6wJTBI3LB3zafFRb8Vp1tlb9lw1vqawtn5vX kTaGZ8ax3p2eBVJt57t89w== 0000891618-00-000883.txt : 20000215 0000891618-00-000883.hdr.sgml : 20000215 ACCESSION NUMBER: 0000891618-00-000883 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: SUN MICROSYSTEMS INC GROUP MEMBERS: SUN TSI SUBSIDIARY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPENTV CORP CENTRAL INDEX KEY: 0001096958 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58285 FILM NUMBER: 540859 BUSINESS ADDRESS: STREET 1: ABBOTT BUILDING STREET 2: MOUNT STREET TORTOLA CITY: ROAD TOWN COUNTY BUSINESS PHONE: 6504295500 MAIL ADDRESS: STREET 1: ABBOTT BUILDING STREET 2: MOUNT STREET TORTOLA CITY: ROAD TOWN COUNTRY FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS INC CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 901 SAN ANTONIO RD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 901 SAN ANTONIO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )(1) OPENTV CORP. ---------------- (Name of Issuer) CLASS A ORDINARY SHARES (NO PAR VALUE) -------------------------------------- (Title of Class of Securities) G67543101 -------------- (CUSIP Number) December 31, 1999 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. 2 SCHEDULE 13G - ------------------- ----------------- CUSIP NO. G67543101 13G PAGE 2 OF 8 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sun TSI Subsidiary, Inc FEIN # 77-0431471 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 8,495,696* NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER -0- OWNED BY EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER 8,495,696* PERSON -------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,495,696* - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 38.4%** - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- *Assumes Sun TSI Subsidiary, Inc., a Delaware corporation ("SSI") has, pursuant to its rights under an Exchange Agreement by and between Issuer, Issuer's subsidiary OpenTV, Inc. ("OTVI") and SSI dated October 23, 1999, exchanged all shares of OTVI Class B Common Stock held by SSI for Class A Ordinary Shares of Issuer. **This percentage is based on the total number of Class A Ordinary Shares actually outstanding on 12/31/99 as reported by Issuer to SSI and assumes no options or warrants held by others are exercised and no convertible securities held by others are converted. 3 SCHEDULE 13G - ------------------- ----------------- CUSIP NO. G67543101 13G PAGE 3 OF 8 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sun Microsystems, Inc.*** FEIN #94-2805249 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 8,495,696* NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER -0- OWNED BY EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER 8,495,696* PERSON -------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** 8,495,696* - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 38.4%** - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- ***Sun Microsystems, Inc. ("SMI") does not own any shares of Issuer directly but is the sole shareholder of Sun TSI Subsidiary, Inc., a Delaware corporation ("SSI"), which does own or have the right to acquire such shares, as noted in footnote marked * below. *Assumes that SSI has, pursuant to its rights under an Exchange Agreement by and between Issuer, Issuer's subsidiary OpenTV, Inc. ("OTVI") and SSI dated October 23, 1999, exchanged all shares of OTVI Class B Common Stock held by SSI for Class A Ordinary Shares of Issuer. ** This percentage is based on the total number of Class A Ordinary Shares actually outstanding on 12/31/99 as reported by Issuer to SSI and assumes no options or warrants held by others are exercised and no convertible securities held by others are converted. 4 ITEM 1. (a) Name of Issuer: OpenTV Corp. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 401 East Middlefield Road Mountain View, CA 94043 ITEM 2 (a) AND (b) (a) Name of Person Filing and Address of Principal Business Office: This statement is filed by and on behalf of Sun Microsystems, Inc. (SMI) and its wholly-owned subsidiary Sun TSI Subsidiary, Inc. (SSI), each a Delaware corporation. The business address of each of SMI and SSI is 901 San Antonio Road, Mail Stop PAL01-521, Palo Alto, CA 94303, Attention: Laura A. Fennell, Esq. (c) Citizenship: Not applicable (d) Title of Class of Securities: Class A Ordinary Shares, No par value (e) CUSIP Number: G67543101 ITEM 3. Not applicable. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 8,495,696 (See footnote marked * on the cover page) (b) Percent of Class: 38.4% (See footnote marked ** on the cover page) (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 8,495,696 (See footnote marked * on the cover page) (ii) shared power to vote or direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 8,495,696 (See footnote marked * on the cover page) (iv) shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON 5 Not applicable. SSI is a wholly owned subsidiary of SMI. SSI owns or has right to acquire shares of Issuer as stated above. SMI owns no shares of Issuer directly. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATIONS Not applicable. 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2000 SUN TSI SUBSIDIARY, INC. By: /s/ GEORGE REYES ------------------------------------ Name: George Reyes ---------------------------------- Its: Vice President, Chief Financial Officer and Treasurer ----------------------------------- SUN MICROSYSTEMS, INC. By: /s/ MICHAEL H. MORRIS ------------------------------------ Name: Michael H. Morris ---------------------------------- Its: Vice President, General Counsel and Secretary ----------------------------------- 7 EXHIBIT INDEX
Exhibit Document Description - ------- -------------------- A Agreement of Joint Filing, dated February 11, 2000 by and between Sun TSI Subsidiary, Inc. and Sun Microsystems, Inc.
8 EXHIBIT A Agreement of Joint Filing Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13D-1(k)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 11, 2000 containing the information required by Schedule 13G, for the shares of Class A Ordinary Shares of OpenTV Corp. which they each beneficially hold. Dated: February 11, 2000 SUN TSI SUBSIDIARY, INC. By: /s/ GEORGE REYES ------------------------------------ Name: George Reyes ---------------------------------- Its: Vice President, Chief Financial Officer and Treasurer ----------------------------------- SUN MICROSYSTEMS, INC. By: /s/ MICHAEL H. MORRIS ------------------------------------ Name: Michael H. Morris ---------------------------------- Its: Vice President, General Counsel and Secretary ----------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----